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Andrei Kuznetsov
15th August 2009, 14:32
http://mikeely.wordpress.com/2009/07/13/on-socialist-methods-and-the-stalin-era-purges/

We at the Kasama Project (http://www.kasamaproject.org/) have been discussing the importance of summing up the history of socialist revolution (http://mikeely.wordpress.com/2009/07/12/are-we-serious-about-communist-history-or-not/) in the twentieth century — and the problem of silence on such events as the “Great Purges” in the 1930s Soviet Union. In that thread, a commentator “Reading You” (http://mikeely.wordpress.com/2009/07/12/are-we-serious-about-communist-history-or-not/#comment-15585) wrote a defense of the mass executions of those times. Here is a reply.

By Mike Ely
On one level, there is a mind-numbing contradiction at play. The communist movement (justifiably!) denounces the beating of Rodney King, the killing of Oscar Grant, the shooting of Amadou Diallo, the assassination of Malcolm or King, the jailing of Peltier and Mumia, the holding of so-called “enemy combatants” without evidence or trial… These are outrages — and often the innocence of the victim is a part of that outrage.

So what does it mean, if someone like “Reading You” can (with a wave of their hand) minimize the state execution of hundreds of thousands of people (without trial and often, it must be said, without evidence)? Is it that different because those were nominally socialist cops who pulled the triggers?

There were in the 1930s quotas for arrests (just like there were quotas for other forms of production) — i.e. the cops in a particular locality were required to produce so many spies and reactionaries. Imagine what that produced? There was permission to torture signed at the highest level. Imagine what that meant for the emergence of “confessions” and new denunciations of new suspects for the machinery.

How often we rage when cops in the U.S. presume the guilt of “perps” (”They wouldn’t have been arrested if they hadn’t done something” or “I can tell a criminal just by looking at him.”) Does it suddenly become ok, to arrest and punish without evidence or public hearings if the system is socialist?
And what kind of justice would the people get from activists with such a blindspot if they got to be part of a new state power?

“Reading you” writes:
“Mike, can you make clear what you are saying?”
Yes, I would like to do that. I would like to thank you for posting your views sharply and challenging mine sharply.
“Are you saying that if there were in fact 680,000 executions, they were largely unjustified? Doesn’t there have to be a more particular assessment of specifics?”
First, i’m saying that there HAS already been a more particular assessment of specifics. We are now seventy years after those purges and the soviet collectivization, many decades after the whole debate over Trotsky’s theses in “Revolution Betrayed,” after Krushchev’s speech of 1956, after Aleksandr Solzhenitsyn’s 1973 Gulag Archipelago, after Mao’s sharp rejection and critique of Stalin’s methods (over the 50s and 60s), after a rich body of scholarly work has emerged from the now-open archives in the 1990s.

Without (obviously) endorsing any or all of the works just mentioned (several of which are by notorious reactionaries), i’m saying it is rather bizarre for communists to ( a ) not engage these things publicly and deeply, and ( b ) act (as Avakian does) as if we just can’t know or say anything deep or complex or new about this period.
There is a body of analysis and debate that is rich, detailed, and nuanced — and it has gotten more so thanks to the recent work of scholars. And people will not forgive us if we sit it out, or answer with cartoon nonsense.

I was reading a book on developments in genetic biology — and one scientist remarked that “it will not be long before we will have pretty solid answers to all the main previous controversies around nature vs. nurture.” We will actually come to know much more precisely what is genetic and what is not, and what the interplay is. Similarly, on many matters of the 1930s, vast amounts of evidence and documentation is in, and the world is not waiting around for communists to come up with the final “particular assessment of specifics” — people are coming up with their own “particular assessment of specifics” in a real absense of communist engagement with those specifics.

And I am saying it is long past time to engage that existing set of informatin and a whole world of existing assessments. (And obviously, it is not as if all communists have abdicated — I have carefully studied this all my life, and met others who treat such serious matters seriously.)
Second, i’m saying that the evidence is quite unmistakable that the executions were in the hundreds of thousands (that is the low estimate), and the jailings (deportations etc.) were higher. And that quite of few of those who were jailed died there. (The issue is not specific numbers, which are disputed, but orders of magnitude which are less disputed.) And I am saying that huge numbers of those who were caught up in this were not spies, or reactionaries, or saboteurs, or deserving of death or punishment.

There was explicitly a policy (high in Stalin’s government) of “punishing ten to make sure one doesn’t go free.” There was a terrible rachetting up of harshness, so that the punishment for a casual remark could be denunciation, imprisonment and worse. (Should someone disappear into prison for saying “I wish the Tsar was back”? Mao, by contrast, said that people should be allowed to make such remarks without fear (http://marxists.org/reference/archive/mao/works/1970/haijung.htm).)

There was in the 1930s USSR a conscious policy of “mopping up” — i.e. asusming that the time had come to remove everyone who had ever been suspect, or a problem, or had gotten some taint on their record (support for non-bolshevik parties in their past, involvement with an internal opposition, travels or relatives abroad, history of “making trouble,” and so on.) And there was a policy of blanketly blaming all kinds of industrial breakdowns, snafus, accidents, shortfalls, confusion, chaos, delay, and disagreement on conscious sabotage — to deflect anger and impatience from those in power.
There was a conscious policy at the highest levels of using imprisonment and execution as the means of enforcing discipline within the government i.e. getting republic and enterprise officials to say “how high” when told to jump. (Molotov’s own wife was imprisoned after World War 2, held as a kind of hostage to his continued service.)

And faced with those official police campaigns, there was an outbreak of mass hysteria, spymania and massive false denunciation (a real dog-eat-dog climate of paranoia, where denouncing others may deflect attention from you.)

In other words, I’m saying that the heaviest means were directed in ways that dragged down large numbers of people — for no justifiable reason — while terrorizing the rest.

Who (among the people) would want to participate in Soviet politics after that? And those that did were trained to be the most servile yes-men and cautious careerists. Not only is that unjust, but it is deadly for the revolutionary process (for the existance of a “revolutionary people” to carry forward the revolution).
Are you saying that there were no persons engaged in counter-revolutionary activity in the Soviet Union?
First, there were obviously counterrevolutionaries in the Soviet Union. And yes, there probably were some conscious saboteurs within the Soviet economy — reactionary engineers or managers who wanted chaos and socialist collapse. But, that isn’t really the issue.

This society had had a bitter civil war. (And like after the U.S. civil war) the reactionaries did not go away, and some of them organized underground networks (just as the old slaveowners and conferates organized the KKK in the U.S.) And there were new counterrevolutionaries — who emerged within the communist movement and its leadership…. who (one way or another) embraced political programs leading back to capitalism. And (after the purges, and through the purges) such people came more and more into power (certainly during World War 2, including people like Krushchev and General Zhukov, and then in the war’s aftermath).

Second, however, these purges were not, in the main, aimed at those networks. And the charge that the punished were agents and saboteurs were (in the main) fantasy, paranoia and conscious frameups.

I don’t think people like Trotsky, or Zinoviev, or Bukharin were secret Nazi spy masters and foreign-serving saboteurs. I think that anyone who puts that forward should go look again at the evidence of history (or else admit to a pretty militant and faith-based disdain for evidence and logic).
Clearly if you purge millions of people, and execute hundreds of thousands, your “catch” will include reactionaries. And there were reactionaries in the Gulag camps (as well as political oppositions of a more socialist character). But, the problem (in the Soviet Union by the 1930s) was not that the place was crisscrossed with vast spynetworks, assassination squads and pro-nazi cells that needed to be uprooted and crushed by relentless police roundups.

What there was in the Soviet Union was: Sharp two line struggles over how to proceed with the Soviet revolution — under very difficult conditions that presented very difficult choices. personally i think Bukharin was the first real “bourgeois democrat turned capitalist roader” — and his program foreshadowed Krushchev, Liberman and then Gorbachev.

Trotsky was (i believe) something else — with his own program, network and assumptions — much of it rooted in a view that Russia could not advance without western Europe, and so quickly going over to forms of desperate demoralization when Soviet Russia ended up standing alone. But the idea that someone needed to kill hundreds of thousands of people to root out a Nazi “fifth column” in the Soviet Union is absurd — and, in fact, the purges did not prevent “fifth columns” to jump out, especially in those places like the western Ukraine or southern Russia most embittered by the collectivization and modernization of society.

The purges involved an overlay of several things:
a) a determined terrorizing of the “middle management” (inclouding especially communist leadership at the republic and enterprise level) to enforce an extreme responsiveness — in part as part of the preparation for war.
b) an approach to solving political problems and disunity that rested heavily on police killing or disappearing those raising political disagreements.
c) a runaway process of mutual denunciation and witchhunting that raged far outside any single central control (mutual denunciations, clique struggle by arrest, settling of old grievances and suspicions) etc.
d) an acute high level line struggle over how to deal with the threat of Nazi invasion (with Litvinov, Bukharin and perhaps Tukachevsky on the side of continuing to seek alliance with britain and france, and Molotov and Stalin deciding to deflect Hitler by seeking a “non-aggression pact.” It was a struggle analogous to the sharp fight between Lin Biao (on one side) and Mao with Zhou enlai (on the other) over how to deal with the mounting threat of a Soviet strike on chinese nuclear facilities.
“Do you believe that the raw numbers of executions, standing alone, necessarily condemns what was done?”
This is a fair and important question.

First, I don’t think the purges themselves are some kind of “rosetta stone” that “tell us all we need to know.” We are focusing on these purges of 1937-38, because they are a stark example of the previous communist approach to their own history — not because those purges are themselves the single decisive event of this history.

I think the study of the Soviet experience needs to study the whole arc… It is not so simple that a period of “red terror” condemns the revolution (though it has to be sharply debated whether the purges were an example of “red terror” against reactoinaries).

I think that the politics and directions of the 1930s should (overall) be sharply criticized (based on what we now know about socialism, about preventing the restoration of capitalism, and about the events in the Soviet Union). But it is not a matter of “raw numbers of execution” alone — all of this has to be seen in context (of isolatin, of Nazi threat, of the weaknesses of the Soviet state, of the extreme urgency of preparing national defense, the large swaths of resentful and angry people, etc.)
“Do you think, for example, after a successful revolution in the U.S. that it is not possible that there could be one, two, or three million relatively consciously counter-revolutionary people actively engaged in tryingt to restore the old system? Will we merely scold them with harsh language? Is it not possible that we might have to send lots of them to prison? Is it that unlikely that, in an individual year, there might have to be 680,000 executions?
To put it simply: Yes there will be millions of people (in a future socialist North America) who actively want return to the old ways. And yes, one way or another, the most active and vicious counterrevolutionary organizations (the modern equivilent of the post-civil war klan) would need to be pursued, exposed, broken up and politically exposed.

But it is starkly wrong to casually suggest that “Is it that unlikely that, in an individual year, there might have to be 680,000 executions?”

Yes it is “unlikely” that this would be correct, or necessary, or tolerable!

Yes, we should reject such an assessment, and we should make it clear that such events should never happen again.
Yes, that is not the preferred method. But wouldn’t that be better, if needed, than the possibility that these assholes would succeed, reimpose the imperialist system, and again impose the nightmare of domination by U.S. imperialism on the world?
Like Paul (http://mikeely.wordpress.com/2009/07/12/are-we-serious-about-communist-history-or-not/#comment-15598), I find the assumptions here “appalling.” First, that the dead in the Soviet Union were simply “assholes.” And second that problem of reactionary “assholes” needs to be (or CAN be) solved by mass execution.

No, on the contrary to what you say, if a post revolutionary society went that way, it would not be far away from creating a new U.S. empire, with a returned to the hardened, ruthless, murderous policies that massacred the Indians and enslaved African Americans.
As Mao wrote: “A revolution is not a dinner party, or writing an essay, or painting a picture, or doing embroidery; it cannot be so refined, so leisurely and gentle, so temperate, kind, courteous, restrained and magnanimous. A revolution is an insurrection, an act of violence by which one class overthrows another.”
Paul (http://mikeely.wordpress.com/2009/07/12/are-we-serious-about-communist-history-or-not/#comment-15599)answered this well.

In warfare there are extreme measures taken. but the episode we are discussing was almost twenty years after the Soviet Civil war — these were measures that erupted within a society that was not (yet) at war, or in the midst of an armed internal uprising.

To take another brief passage from Fitzpatrick’s book:
After the outbreak of the Civil War, the Cheka became an organ of terror, dispensing sumary justice including executions, making mass arrests, and taking hostages at random in areas that had come under mass arrests, and taking hostages at random in areas that had come under white control or were suspect of leaning towards the Whites. According to Bolshevik figures for twenty provinces of European Russia in 1918 and the first half of 1919, at least 8,389 persons were shot without trial by the Cheka and 87,000 arested.” (page 76)
These are the kinds of events that Mao is talking about (during the intense life and death fighting of a civil war). And such thing happened in the Chinese revolution, and also in the actions of the National Liberation Front of South Vietnam in the 1960s, and so on.
But we can see the different scale (orders of magnitude) that happened in the 1930s — when in fact mass roundups and executions happened in waves (often without evidence or trial or records or family notifications) in times that were relatively “peaceful” — i.e.amid sharp social conflict but without a war, or an armed uprising, where there was actually time for evidence and trials and public discussion.

Anyone who thinks that second kind of repression (recklessly using the full means of an established state in this way) is justified or should be imitated, has abdicated a responsibility to learn from this past, and has really announced their determination to become new oppressors. And even if you don’t think so, everyone else will!
And I might add: that people who want to conduct mass campaigns of execution should declare themselves early and loudly — so they can be carefully kept far far away from revolutionary preparations and future state power.

Led Zeppelin
15th August 2009, 16:35
This is actually a very decent piece. I'm surprised that he said:


I don’t think people like Trotsky, or Zinoviev, or Bukharin were secret Nazi spy masters and foreign-serving saboteurs. I think that anyone who puts that forward should go look again at the evidence of history (or else admit to a pretty militant and faith-based disdain for evidence and logic).

I really dislike Maoism but Kasama is showing that it has some revolutionary potential with its analyses, as long as it breaks out from the Stalinist dogma.

Andrei Kuznetsov
15th August 2009, 16:45
I think it's really time to break out of the whole paradigm of "the Great Peerless Helmsman Comrade Stalin" vs. "the Murderous Bloodthirsty Tyrant Stalin" debate. It's something that I've grown tired of (and many of the people around Kasama are tired of) I think we need to realize that history- and the people within it- is much more nuanced than that and that Comrade Stalin laid somewhere in the middle of those two stereotypes.

Led Zeppelin
15th August 2009, 16:56
Why would you still refer to Stalin as a "comrade" when in the article Mike Ely basically says that Stalin's policies resulted in the arrests and deaths of thousands of innocent communists?

I don't really get how you can refer to someone who presided over a system of state like the one Ely describes in his article as a communist.

Andrei Kuznetsov
16th August 2009, 00:31
Stalin was the leader of the International Communist Movement for 40 years and helped solidify much of Communism's advances during that time. In that time, the Soviet Union developed the world's first socialist economy- something only barely glimpsed within Lenin's time. The Communist Party of the Soviet Union developed the first planned economy, and struggled to develop the first collectivized mechanized agriculture (in the place of an extremely backward peasant society). In this they succeeded with great results.

The Red Army met and defeated the most powerful army in the world. 3.5 MILLION highly mechanized Nazi troops invaded -- confident of conquering the first socialist country. And these (previously invincible) armies were hurled back to defeat. In the end, after 22 million Russians died due to Nazi atrocities, it was the troops of Joseph Stalin that took the Nazi capital Berlin, and drove Hitler to suicide!

Under Stalin the communist movement became truly international -- with the ComIntern (and its fraternal parties) appearing all over the world. While Stalin led the world movement, there were new seizures of power. When he died 1953, the communist forces were in power in a third of the world, and in his time at the leadership of the CPSU he led a series of important line struggles to uphold and strengthen the dictatorship of the proletariat and forge a road forward toward socialism. His struggles with the rightist, state-capitalist line of Bukharin, and the defeatist line of Leon Trotsky were important and historic contributions to communist practice (and theory). He also led an important post-WWII struggle with Tito's form of revisionism- which was the worlds first experience with "capitalist roaders in power" -- i.e. political forces claiming to be communist but in reality establishing capitalism.


It is worth pointing out that Stalin himself was NOT a revisionist (or capitalist roader) -- and that it was only AFTER his death that Krushchevite capitalist roaders could make their coup in the Soviet Union. Mao said to make a distinction "between Sian and Yenan." Meaning: don't confuse our side and their side. (Sian was the center of Chinese counterrevolution and Yenan was mao's headquarters.) When criticizing Stalin (which is necessary) let's not be confused: Stalin's errors are, for better or worse, errors of the international communist movement. They were errors made in the course of attempting to make revolution -- they are not like the crimes of those who attempt to suppress revolution.

There is another article that Ely wrote that gets into why Kasama still upholds Stalin while still recognizing that he was certainly not the best leader that our movement has produced (and criticizing him bluntly): http://mikeely.wordpress.com/2009/01/07/mike-ely-on-triumphs-sorrows-of-the-soviet-revolution/

Revy
16th August 2009, 14:28
Stalin fell victim to the monster he created. Lavrentiy Beria, who was head of the NKVD, poisoned him.

Ismail
17th August 2009, 11:46
While the Nazi links are fairly spurious, one shouldn't say that no connection at all was made between Zinoviev-Kamenev, Trotsky, and Bukharin. The 1928 approaching of Kamenev by Bukharin is fairly well known (it's when Bukharin called Stalin a "Genghis Khan" who wanted to kill everyone), but Trotsky also tried to contact Zinoviev in 1932.

Here's a thing written by bourgeois historian J. Arch Getty (http://www.history.ucla.edu/people/faculty?lid=651):

Soviet Studies, vol. XXXVIII, no. 1, January 1986, 24-35.

Trotsky in Exile: The Founding of the Fourth International
By J. Arch Getty*

Leon Trotsky's formal political break with the Bolshevik Party came in 1933 with his decision to renounce allegiance to the Third International (Comintern) and to form a Fourth International. The rupture had not come easily for him. Although the Bolshevik leadership had expelled him from the party in 1927 and exiled him from the Soviet Union in 1929, Trotsky, for his part, had never formally split from the party or the Comintern. From the time of his exile to the 1933 break, pro-Trotsky communists ('Bolshevik-Leninists') had tried to work both within and outside the official parties of the Comintern in order to influence their policies in a Trotskyist direction and Trotsky had been reluctant to organise or sanction new Bolshevik-Leninist parties outside the framework of the Comintern. He had consistently maintained his allegiance to the Third International and expressed his willingness to defend the Soviet state and Bolshevik monopoly of power against internal and external class enemies.

His four-year loyalty to the party that had exiled him was based in part on his fears of the dangers facing the Soviet government. Trotsky defined the Stalinist regime in this period not as a rightist or 'Thermidorean' counter-revolution but rather as a centrist political faction which 'zig-zagged' between left and right. He believed and feared that the zig-zagging and incompetence of Stalinist leadership could, however, produce a crisis in which the real political right (kulaks, nepmen, Whites, or even a man on horseback) could take advantage of the chaos and mount a genuine counter-revolution. In such circumstances, Trotsky would feel bound to support and defend even the Stalinist centrists from an attack from the right that could topple the Soviet state. He therefore resisted suggestions that he adopt the slogan 'overthrow Stalin' or organise a new political party which could split the Bolsheviks in a time of crisis.1

When studying political actors and theorists it is always difficult to separate the subjective from the objective. Does a politician adopt a particular policy or stance as a result of subjective personal motivations or objective analysis? Treatments of most Bolshevik (and especially Stalinist) politicians have routinely stressed personal ambition as a determinant of political or theoretical pronouncements. But few of the hagiographical or scholarly works on Trotsky have questioned his intellectual integrity or asked critical questions about the personal motives behind his theoretical and political positions. Since Isaac Deutscher's pioneering biography, Trotsky has been 'the prophet outcast', a tragic hero whose personal and political life was shaped—often disastrously—by his objective theoretical views more than vice versa.2

In particular, Trotsky's 1933 decision to form the Fourth International has been explained as a function of an objective economic, social, and political analysis of the situations in the Comintern and the USSR. Yet Trotsky's private writings and activities suggest that his changing theoretical evaluations of the USSR and the Bolshevik Party resulted at least in part from the vicissitudes of his tactical position and partisan hopes and not vice versa. Trotsky was a politician as well as a political analyst and one should not be surprised to discover that his private political activities continued in exile or, as with most politicians, influenced his public theoretical pronouncements.

Formation of separate political organisations and renunciation of allegiance to the Comintern would have made Trotsky and his followers members of a separate, anti-Bolshevik political party and would have placed him and his partisans completely outside the pale of Bolshevik politics. Such a stance would doom any chance for him to return to the Moscow party leadership. With hindsight, for Trotsky to have harboured such hope seems naive and quixotic, but the uncertainties of the dynamic political and social crisis of 1929-32 made many things seem possible. Indeed, Trotsky believed in and hoped for the possibility of a return to the Moscow leadership and worked tirelessly for it. The collapse of his last hope for a recall to Moscow coincided with his decision to form the Fourth International.

Using Trotsky's public writings of the 1930s most writers have agreed that Hitler's crushing of the German Communist Party (KPD) and workers' movement in February-March, 1933 led Trotsky finally to question his allegiance first to the KPD and then to the Comintern and its member parties.3 Trotsky was angry with the KPD and its Comintern masters for not forming a 'united front from above and below' with the German socialists (SPD) to block Hitler's victory. In March, he wrote a series of articles in which he called for the formation of a wholly new German Communist Party rather than the resuscitation of the KPD.4 Writing under the pseudonym 'G. Gurov', Trotsky suggested that the decision had been taken reluctantly.


'Just as a doctor does not leave a patient who still has a breath of life, we had for our task the reform of the party as long as there was the least hope. But it would be criminal to tie oneself to a corpse.'4Although Trotsky now sanctioned the formation of a new non-Comintern party in Germany, he stopped short of renouncing loyalty to the Third International or Soviet Communist Party and refused to approve the creation of new communist parties anywhere except Germany. In reply to a rhetorical question about giving up on the Comintern as a whole, 'G. Gurov' waffled: 'In my opinion, it would be incorrect to give a rigid answer . . .'. He then suggested that the German disaster could serve as an object lesson that could shock other communist parties into reforming Comintern policy. 'The question has not been settled for the USSR, where proclamation of the slogan of the second party would be incorrect . . . It is not a question of the creation of the Fourth International but of salvaging the Third.'6 Again, on 9 April 1933, Trotsky maintained that 'we do not break with the Third International'. In response to a question on whether it was not inconsistent to break with the Comintern in Germany and not elsewhere, Trotsky minimised the issue as a matter of 'bookkeeping'. 'If, however, the Stalinist bureaucracy should bring the USSR to ruin . . . it will be necessary to build a Fourth International.'7

For four months following a call for a new German communist party, Trotsky declined to extend his renunciation of the KPD to the Soviet or other communist parties. It was not until mid-July that he finally announced that one cannot remain 'captive to one's own formula' and that hope for Comintern reform was dead. In an article entitled 'It is Necessary to Build Communist Parties and an International Anew', he wrote that the Soviet Communist Party was no longer a party at all but merely 'an apparatus of domination in the hands of an uncontrolled bureaucracy'. There was, therefore, no party with which to break.8 Five days later, he wrote that 'the Bolshevik Party no longer exists' and that accordingly it was time to 'abandon the slogan of the reform of the CPSU'.9

Apprehensive that he would now be widely regarded as an anti-Soviet counter-revolutionary, Trotsky still refused to call for a revolution in the Soviet Union. In his view, Soviet Russia was still a workers' state that 'can be regenerated . . . without a revolution'.10 It was not until 1 October 1933 that he asserted: 'No normal "constitutional" ways remain to remove the ruling clique. The bureaucracy can be compelled to yield power into the hands of the proletariat only by force'. (emphasis Trotsky's). Still queasy about the implications of this position, he argued that such force would not be 'an armed insurrection against the dictatorship of the proletariat but the removal of a malignant growth upon it'. He was advocating not 'measures of a civil war but rather the measures of a police character'.11

Trotsky's October call for the use of force against the Soviet party regime was not qualitatively new. He was only dotting the 'i's and crossing the 't's of his key July statements renouncing the Bolshevik party and denying its existence.12 If reform were impossible and if the Stalinist clique refused to abdicate power, then the July position already implied removing it by force. Trotsky's July renunciation of the Comintern and Bolshevik party and his simultaneous call for a new International comprise the chief watershed in the political activities of his exile.

Why, after the mid-March articles on Germany did it take Trotsky four months to follow the clear logic of his position and break with the Comintern? His admiring biographer Isaac Deutscher found the delay 'illogical' but explained simply that 'the logic of his new venture soon got the better of Trotsky' in the monts that followed. Deutscher attributed Trotsky's peculiar hesitation on the matter to his longtime loyalty to the Comintern and his fear of Russian counterrevolution.13 While these factors were pertinent to the 1929-32 period, an explanation based on them does not fully account for the illogical four-month pause between breaking with the KPD and renouncing its Moscow Comintern policymakers. Did either rightist danger or Trotsky's loyalty to the Comintern decrease so dramatically after the March KPD disaster?

Trotsky himself anticipated questions about the delay. He had written in April that a Fourth International would not be necessary until the Stalinist clique brought the USSR to ruin. Since he never claimed that any action on Stalin's part between March and July brought the USSR any closer to ruin than it already was, both the delay and the proposal of a Fourth International needed explaining. Indeed, on 27 July 1933, Trotsky admitted that logically the Comintern break should have come in April. First, he explained that a disagreement between himself and his 'German comrades' on the question of a new party had caused friction in the 'Left Opposition' and delayed the total break. Trotsky had had to convince his German followers of the necessity for a break. Second, he claimed that between March and July he had been waiting to see if the parties or leadership of the Comintern would 'wake up' and abruptly change their policies.14

It is hard to weigh the importance of either these factors for Trotsky's unusual indecisiveness. It is true that the German Trotskyists with whom he corresponded resisted the notion of a new party, although Trotsky had not taken them seriously enough to consult with them beforehand and had never shown much reluctance to break with the small European leftist groups which defied him.15 The other explanation, that Trotsky waited four months for the Comintern quickly to admit the error of its ways, is even less convincing. No one had less reason than Trotsky to be optimistic about the Comintern and no one had so relentlessly documented its failures over the preceding decade. Trotsky could not have been so naive or ignorant of Comintern politics as to expect either a mea culpa from the Comintern Executive Committee or an independent, defiant policy from the member parties. It seems therefore that the lack of Comintern reform cannot explain the timing of the call for a Fourth International.

Yet Trotsky's typically polemical, assertive, and self-justifying writings have led scholars to accept his version of the Fourth International decision and to ask few questions about his procrastination. The issue is of more than simple antiquarian or psychological interest since both published and archival documents suggest another side to Trotsky's life in the 1930s quite apart from his journalistic and editorial activities. Behind the scenes of his public reflections on the Comintern, Trotsky was trying both to organise illegal opposition groups in the USSR and to negotiate with Moscow for his legal return.

Long before the 1933 disaster in Germany, Trotsky had tried to maintain contact with followers in the USSR. Since 1929 he had corresponded with those of his adherents who were in internal exile in Serbia or Central Asia.16 He had tried to smuggle copies of his Byullenten' oppozitsii into the Soviet Union, and through his son Lev Sedov (who lived in Berlin) had maintained contacts with tourists and Soviet officials travelling to and from the USSR. As it became clear that his letters to the Soviet Union were being screened and intercepted by the secret police, he switched to postcards, since he believed that they were scrutinised less carefully.17

At the time of the Moscow show trials, Trotsky denied that he had any communications with the defendants since his exile in 1929. Yet it is now clear that in 1932 he sent secret personal letters to former leading oppositionists Karl Radek, G. Sokol'nikov, E. Preobrazhensky, and others. While the contents of these letters are unknown, it seems reasonable to believe that they involved an attempt to persuade the addressees to return to opposition.18

We know considerably more, however, about another clandestine communication between Trotsky and his supporters in the USSR late in 1932. Sometime in October, E.S. Gol'tsman, a former Trotskyist and current Soviet official, met Sedov in Berlin and gave him a proposal from veteran Trotskyist Ivan Smirnov and other left oppositionists in the USSR for the formation of a united opposition bloc. The proposed bloc was to include Trotskyists, Zinovievists, members of the Lominadze group, and others. Sedov wrote to Trotsky relaying the proposal and Trotsky approved. 'The proposition of the bloc seems to me completely acceptable', Trotsky wrote, 'but it is a question of bloc, not merger'. 'How will the bloc manifest itself? For the moment, principally through reciprocal information. Our allies will keep us up to date on that which concerns the Soviet Union, and we will do the same thing on that which concerns the Comintern'.19 In his view, the bloc should exclude those who capitulated and recanted: capitulationist sentiment 'will be inexorably and pitilessly combatted by us'.20 Gol'tsman had relayed the opinion of those in the Soviet Union that participation in the bloc by the Right Opposition was desirable, and that formation of the bloc should be delayed until their participation could be secured. Trotsky reacted against this suggestion: 'The allies' opinion that one must wait until the rights can easily join does not have my approval . . . .' Trotsky was impatient with what he considered passivity on the part of the Right Opposition. 'One struggles against repression by anonymity and conspiracy, not by silence'.21 Sedov then replied that the bloc had been organized. 'It embraces the Zinovievists, the Sten-Lominadze group, and the Trotskyists (old "—")'22 'The Safarov-Tarkhanov group has not yet formally entered—they have a very extreme position; they will enter soon.'

Ironically, back in the Soviet Union, the leaders of the bloc were being rounded up by the police at this precise moment. Ivan Smirnov and those around him (including the economist Preobrazhensky) had been arrested 'by accident'. It seems that a provocateur in their midst had denounced them on a separate matter. Moreover, Zinoviev and Kamenev had been arrested and deported for knowing about the oppositional Ryutin platform and not reporting it to the authorities. Although these events certainly disrupted the bloc, Sedov was not despondent. He was sure that the police had found no documents or 'Trotskyist literature' on Smirnov, and while 'the arrest of the "ancients is a great blow, the lower workers are safe'.23

At about this time, Trotsky attempted to contact his 'lower workers' directly. During a brief stay in Copenhagen, he handed a letter to an English supporter named Harry Wicks who was to convey it to oppositionists in Russia. The letter began: 'I am not sure that you know my handwriting. If not, you will probably find someone who does'. Trotsky went on to call upon loyal oppositionists to become active: 'The comrades who sympathize with the Left Opposition are obliged to come out of their passive state at this time, maintaining, of course, all precautions'. (emphasis Trotsky's) He went on to give names and addresses of safe contacts in Berlin, Prague, and Istanbul to whom communications for Trotsky could be sent, and then concluded, 'I am certain that the menacing situation in which the Party finds itself will force all the comrades devoted to the revolution to gather actively about the Left Opposition'.24

It is clear, then, that a united left oppositional bloc was formed in 1932. In Trotsky's opinion, the bloc existed only for the purposes of communication and exchange of information, and from the evidence, it is clear that Trotsky envisioned no secret 'terrorist' role for the bloc, as Moscow would charge four years later. There is also reason to believe that after the decapitation of the bloc (through the removal of Zinoviev, Kamenev, Smirnov, and others), the organisation included mainly lower level, less prominent oppositionists: followers of Zinoviev, but not Zinoviev himself. Finally, it seems that Trotsky attempted to maintain direct contact with the allies'. The seize and strength of the 1932 bloc cannot be determined and one does not know how threatening it was to the regime. In any case, events would show that both Trotskyists and Stalinists took it seriously.

Aside from the bloc, Trotsky was pursuing another strategy in these months. During the autumn of 1932 he had written to his son Sedov that it would be strategically important to offer to 'cooperate with the regime in power' in order not to alienate potential supporters within the Stalin apparatus.25 In March 1933 Trotsky made a final attempt to 'cooperate' with Moscow by magnanimously offering to return to the Moscow leadership.

Three days after his 'G. Gurov' article breaking with the KPD, Trotsky made his formal offer to return to the Politbureau leadership under certain conditions. He made his proposition in a remarkable secret letter sent to the Politbureau on 15 March.26 Trotsky's letter was based on his perception that economic catastrophe was overwhelming the party leadership which now needed the support and participation of all factions in order to rebuild the party and maintain power.


'I consider it my duty to make one more attempt to appeal to the sense of responsibility of those who presently lead the Soviet state. You know conditions better than I. If the internal development [of the country] proceeds further on its present course, catastrophe is inevitable'.Trotsky referred to the Politbureau to his recent articles in his Byulleten' oppozitsii for his analysis. He cited Hitler's recent victory in Germany as evidence of the bankruptcy of Comintern policy and asserted that disasters like that had led to a 'loss of confidence in the leadership'. 'Chto nado sdelat'?' What was needed was a 'rebirth of the party organisation' in order to reestablish confidence, and the Left Opposition was willing to cooperate. Some of you will say, Trotsky mused, that the Left Opposition merely wants a path to power and is offering to cooperate only to get back inside the leadership. However, the question, Trotsky replied, is not power [!] for this or that faction but rather the survival of the workers' state and international revolution for many years.


'Only open and honest cooperation between the historically produced fractions, fully transforming them into tendencies in the party and eventually dissolving into it, can in concrete conditions restore confidence in the leadership and resurrect the party'.Trotsky then promised that a returning Left Opposition would not persecute any party members who had opposed it in the past.

After describing the conditions which demanded the return of the opposition, Trotsky made the remarkable offer. Alluding to the platform of the Left Opposition, he insisted,


'Renunciation of this programme is of course out of the question . . . But concerning the manner of presenting and defending this programme before the Central Committee and the party, not to mention the manner of putting it into effect, there can and must be achieved a preliminary agreement with the goal of preventing shocks or splitting'.Trotsky thus proposed that the Left Opposition be allowed to return to the leadership as a 'tendency' within the party, and insisted that his group would not publicly renounce its critique and programme. He was, however, leaving the door open for a deal under which agitation for this programme could be held in abeyance for an indefinite period. Trotsky was willing to re-enter the leadership without the usual recantation but with the suggestion that for the sake of party unity he would refrain from criticism. This was a new proposal. Previously, he had demanded unlimited freedom of criticism for the opposition within the party, but now he was making oppositional criticism conditional on an 'agreement' to be worked out. The contradiction with Trotsky's previous conditions and demands explains the secrecy of the letter.28 Unlike his previous open letters to the Soviet leadership, this epistle was never released or published by Trotsky.29 He concluded the letter by informing the Politbureau that they were receiving the only copy of the document. This would leave the Politbureau 'free to choose the means' to begin discussions.

The 12 March article 'KPD or New Party?' and the 15 March secret letter were interrelated. First, Trotsky may have thought that his call for a new party in Germany would put pressure on the Moscow leadership, which would conceivably opt to take Trotsky back rather than face a split in the Comintern. Second, the secret letter to the Politbureau also helps to explain why he wrote the 12 March article under a pseudonym. Pending a reply to his 15 March offer, Trotsky was not yet committed to the Fourth International and the pseudonym would allow him later to deny that he had broken with the Comintern parties. Such 'deniability' would have been important to him if Moscow had responded favourably to his offer to return. In such a case, Trotsky's restored position in the Moscow leadership would have been inconsistent with a call to break with the KPD and it would have been necessary to disavow 'G. Gurov'.

Trotsky's delay in breaking with the other parties of the Comintern (including the Bolsheviks) can thus be partially explained. After March, he was waiting for Moscow to answer his secret letter before committing himself publicly to a Fourth International. As much as waiting for the Comintern to admit its mistakes and reform itself, Trotsky delayed his break with Moscow in order to keep his personal options open.

A month and a half later, Trotsky despaired of receiving a reply from the Politbureau. On 10 May 1933 he set the Politbureau an angry coda to the March letter, which he entitled 'Explanation'.30 This short statement began by noting that the Politbureau had only replied to him with silence. He stressed again the danger facing the Bolshevik regime and pointedly warned that the regime could fall because of the mistakes committed by the Stalin faction. He then ominously served notice on the Politbureau that he now felt free to agitate among the lower ranks of the Stalinist bureaucracy. 'We are sending this document [the March letter plus the May explanation] to responsible workers in the belief that among the blind, the careerists, and the cowards, there are honest revolutionaries from whose eyes one cannot hide the real state of things . . . We call upon these honest revolutionaries to make contact with us. Seek and ye shall find'.

The 10 May Explanation marked the end of Trotsky's attempts to return 'legally' to the Moscow leadership. The disaster in Germany, the clumsy economic policy of the apparatus, and finally Stalin's refusal to negotiate with him convinced Trotsky that any kind of cooperation with the Stalinist faction was impossible. But his 15 July article 'It is Necessary to Build Communist Parties and an International Anew' was still two months in the future. Why did he further delay his total break with the Bolsheviks and the Comintern?

While simple indecision was certainly part of the answer, it may well have been that Trotsky felt that the 1932 bloc still offered possibilities short of a total break with the Comintern. As we have seen, Zinoviev and Kamenev had been expelled from the party and exiled in October 1932 for their knowledge of the Ryutin platform. In an article on their expulsion dated 19 October 1932, Trotsky had taken a generally soft, sympathetic, and conciliatory attitude toward the two leaders. (They were, after all, still members of the ephemeral bloc.) Their expulsion from the party and their lack of recantation still put them in Trotsky's camp, as he saw it.31

Any hopes that Trotsky entertained about the viability of the bloc were shattered in May 1933. Fewer than 10 days after Trotsky appended his May 'Explanation' to the secret letter, he learned that Zinoviev and Kamenev had capitulated to Stalin, recanted their sins and repledged their loyalty to the Stalinist faction. Their departure from the opposition embittered Trotsky. In a 23 May article he described the two as pitiful, tragic, and subservient.32 On 6 July he rallied against them once again and denounced their capitulation in strong terms.33 The leaders (if not the lower workers) of the bloc were gone.

Both of Trotsky's non-public strategies were now in ruins. The Politbureau had ignored his offer to return and the recantations of Zinoviev and Kamenev had decapitated the 1932 bloc. The options which Trotsky had sought to keep open were now closed and he could no longer hope for a return to Moscow in the near future. Nine days after his bitter article against Zinoviev, he penned the fateful 15 July article breaking with the mainstream Communist parties and the Comintern. There was no longer any point in remaining 'captive to one's own formula'. The party which one month before Trotsky had sought to rejoin 'no longer exists' and was now incapable of reform. It is almost as if Trotsky equated reform of the party with his return to it.

There was more to Trotsky's life in exile than theorising and publishing. Taking the formation of the Fourth International as a case study, one can see that his partisan activities affected the nature and timing of his theoretical assertions. Indeed, the failure of Trotsky's secret political strategies was a major component in his decision to break with the Comintern and to go it alone. His conspiratorial machinations were not only factors in the decision, but they were important and perhaps better account for the four-month delay in breaking with Moscow than do his public explanations.

It seems reasonable to suppose further that Trotsky's activities were grist to the mill of those hard-line Moscow politicians who favoured repression of the opposition. His activities could not but have provided political ammunition for those in the Kremlin who demanded stern measures. Trotsky's secret letters to followers in the Soviet Union, his organisation of the 1932 bloc, his formation of the Fourth International, his call for the overthrow of the party leadership by force, and his continued opposition to Comintern policies (particularly to the Popular Front) later made it easy for hard-liners to portray Trotsky as a devious and 'unprincipled' plotter who was scheming to return, forming conspiracies, and opposing communist parties both politically and organisationally.

In looking back over Soviet history since 1933, Trotsky's activities and writings' might at first seem pointless and irrelevant. Indeed, there is considerable pathos in his actions and writings. After years in exile, he still wrote as if he were part of the leadership. In criticizing the first Five-Year Plan he often used the first person:


'. . .we have not entered socialism. We have far from attained mastery of the methods of planned regulation. We are fulfilling only the first rough hypotheses, fulfilling them poorly, and with our headlights not yet on'.34With hindsight, his attempts to organise secret blocs and his offers to return to Moscow seem sad. Following Deutscher and others, Alec Nove observed 'how few were his followers, how politically ineffective, even meaningless, were his eloquent, if sometimes dogmatic words'.35

But hindsight can be misleading. Bolshevik party history showed how quickly political fortunes could change. At the end of 1916 Lenin and his circle of expatriates must certainly have seemed dubious candidates to rule the Russian Empire, but war, social conflict, and political paralysis quickly changed the situation. The social and political upheavals of the 1930s combined with the fascist threat of war offered the possibility of a similarly fluid and dynamic situation. Stalin's removal and Trotsky's return did not seem so far-fetched to either of them.

It seems that the Stalinists took the possibility quite seriously and never relaxed their pressure on Trotsky and Trotskyism. The Stalinist press constantly vilified Trotskyism as the 'vanguard of counterrevolution'. Trotsky's mail to the USSR was intercepted and his entourage was infiltrated by Stalinist agents.36 Secret police officer Yakov Blyumkin was shot simply for meeting Trotsky abroad.37 Later, in 1936, the 1932 bloc became the evidential base for the Moscow show trials and the massacre of Trotskyists in the Ezhov terror which accompanied them.38 In the Spanish Civil War, hard-pressed Spanish and Russian communists took the trouble to round up and shoot Trotskyists. The Soviet government put continuous pressure on the governments of Norway, Belgium, France, and Mexico in an attempt to deny Trotsky an exile sanctuary or base of operations.

Finally, in 1940, with war on the horizon, Trotsky was assassinated in Mexico. Stalin thus made sure that history would not repeat itself. In whatever crisis that might follow, there would be no brilliant exiled revolutionary personality to return home in a sealed train as Lenin had done in 1917.

University of California, Riverside

* The author is grateful for a research grant from the University of California, Riverside's Academic Senate Committee on Research.

1 The Trotsky Papers (Exile Correspondence), Houghton Library, Harvard University, 10248, 4777 show Trotsky's discussions with his son on such questions. Robert H. McNeal, 'Trotskyist Interpretations of Stalinism' in Robert C. Tucker, ed., Stalinism: Essays in Historical Interpretation, (New York, 1977) pp. 30-52, analyses Trotsky's changing theoretical evaluation of Stalinism. See also the summary in Isaac Deutscher, The Prophet Outcast. Trotsky: 1929-1940, (New York, 1963) pp. 172-5.

2 Most writers on Trotsky in exile have concentrated on his writings rather than his political activities. See Alec Nove, 'A Note on Trotsky and the "Left Opposition" 1929-31', Soviet Studies, Vol. 29, No 4, (October, 1977) pp. 576-89; Richard B. Day, 'Leon Trotsky on the Problems of the Smychka and Forced Collectivisation', Critique, No. 13, 1981, pp. 55-68; Warren Lerner, '"The Caged Lion"; Trotsky's Writings in Exile', Studies in Comparative Communism, Vol. 10, (1977), pp. 198-203; Samuel Kassow, 'Trotsky and the Bullentin of the Opposition', Ibid., pp. 184-97; Siegfried Bahne, 'Trotsky on Stalin's Russia', Survey, No. 41, (1962), pp. 27-42. Exceptions includ Jean van Heijenoort, With Trotsky in Exile: From Prinkipo to Coyoacan, Cambridge, Mass., 1978 and Deutscher, The Prophet Outcast. op. cit.

3 Deutscher, The Prophet Outcast, op. cit. pp. 198-200; Michel Dreyfus, 'Trockij dall' opposizione di sinestra ai fondamenti di una nuova internazionale (1930-1935)', Ponte, Vol. 36, No. 11-12 (1980), pp. 1316-31; Jean van Heijenoort, 'How the Fourth International Was Conceived', in Joseph Hansen, et. al, Leon Trotsky: The Man and His Work, (New York, 1969), p. 62; George Breitman and Bev Scott, eds., Writings of Leon Trotsky [1933-34], (New York, 1975), p. 10 (hereafter WLT [1933-34]).

4 'Tragediya nemetskogo proletariata', Byullenten' oppozitsii, (hereafter, BO) No. 34, pp. 7-11 (dated 14 March 1933); 'KPG ili novaya partiya?', Ibid., pp. 12-13 (dated 29 March 1933); 'Krushenie germanskoi kompartii i zadachi oppozitsii' Ibid., pp. 13-17 (dated 9 April 1933); 'KPD or New York? (I)', Writings of Leon Trotsky [1932-1933], New York, 1972 (hereafter WLT [1932-1933], pp. 137-9 (dated 12 March 1933: not the same article as 'KPG ili novaya partiya?' cited above).

5 'KPD or New Party? (I)', WLT [1932-33], p. 137.

6 Ibid., p. 138.

7 BO, No. 34, p. 15.

8 'Nuzhno stroit' zanovo kommunistcheskie partii i International', BO, No. 36-37, p. 21. (dated 15 July 1933).

9 'Nel'zya bol'she ostavat' sya v odnom "Internationale" so Stalinym, Manuil'skim, Lozovskim, i Ko', BO, No. 36-37, p. 24. (dated 20 July 1933).

10 Ibid.

11 'Klassovaya priroda sovetskogo gosudarstava', BO, No. 36-37, pp. 1-12 (dated 1 October 1933) In the Moscow purge trials of 1936-38, Prosecutor Vyshinsky would quote from this article as evidence that Trotsky advocated the violent overthrow of the Soviet government.

12 The editors of the Writings of Leon Trotsky see the 1 October article as a qualitative evolution in Trotsky's thinking, see WLT [1933-34], p. 10, Jean van Heijenoort, however, correctly notes that the 'perspective of reform was definitely abandoned' in July. ('How the Fourth International Was Conceived', op. cit. p. 62.)

13 Deutscher, The Prophet Outcast, op. cit. pp. 205-7.

14 'For New Communist Parties and the New International', WLT [1933-34], pp. 26-27 (dated 27 July 1933).

15 See 'The German Decision Against a New Party', Writings of Leon Trotsky: Supplement (1929-1933), (New York, 1979). pp. 218-9 (dated 19 March 1933); 'We Must Have a Decision on Germany', Ibid., pp. 223-5 (dated 3 April 1933).

16 Sedov's address book contained the exile addresses of Trotskyists in the USSR. Trotsky Papers, 15741. The Exile Correspondence section of the Trotsky Papers contains copies of such letters.

17 See Trotsky's account of these difficult communications in The Dewey Commission, The Case of Leon Trotsky, (New York, 1937), pp. 128-32, 261-6, 271-3. This volume is the transcript of the 1937 Commission of Inquiry chaired by John Dewey which investigated the charges made against Trotsky at the 1933-37 Moscow show trials. Trotsky participated willingly in the inquiry.

18 Trotsky Papers, 15821. Unlike virtually all Trotsky's other letters (including even the most sensitive) no copies of these remain the Trotsky Papers. It seems likely that they have been removed from the Papers at some time. Only the certified mail receipts remain. At his 1937 trial, Karl Radek testified that he had received a letter from Trotsky containing 'terrorist instructions', but we do not know whether this was the letter in question.

19 Trotsky Papers, 13095 and 10107. Quoted by permission of the Houghton Library. See also Pierre Broue, 'Trotsky et le bloc des oppositions de 1932', Cahiers Leon Trotsky, No. 5, Jan.-Mar. 1980), pp. 5-37 for background on the bloc. Included in file 13095 is a 1937 note from Trotsky's secretary van Heijenoort which shows that Trotsky and Sedov were reminded of the bloc at the time of the 1937 Dewey Commission but withheld the matter from the inquiry.

20 Trotsky was always bitterly opposed to those who capitulated to Stalin or who recanted their opposition. He wrote such persons off completely.

21 Trotsky Papers, 13095. Quoted by permission of the Houghton Library. Alec Nove has shown that while there were some differences, Trotsky's ciritque of Stalin's industrialisation and collectivisation plans resembled that of Bukharin and the right. (Nove, 'A Note on Trotsky and the "Left Opposition"', op. cit. pp. 576-84). Indeed, Trotsky's spirited defence of the smychka and rural market relations, his criticism of the ultra-leftist campaign against the kulaks, and his advocacy of planning on the basis of 'real potentials' were similar to the strictures of Bukharin's 'Notes of an Economist'. See, for example, Trotsky's 'Problemy razvitiya SSSR', BO, No. 22, pp. 1-15 and 'Sovetskoe khozyaistvo v opasnosti', BO, No. 31, pp. 2-13. (For another view which sees continuity in Trotsky's critique from the 1920s to the 1930s see Day, 'Trotsky on the Problems of the Smychka'.) In the light of the apparent similarities between his and Bukharin's critiques, Trotsky was anxious to maintain the separate identity of the Left Opposition. He wrote in 1932 that although 'practical disagreements with the Right will hardly be revealed . . . it is intolerable to mix up the ranks and blunt the distinctions'. (WLT Supplement (1929-1933), p. 174). In a secret letter to his son about the 1932 bloc, he warned Sedov not to 'leave the field to the rights' (Trotsky Papers, 13095). Despite Trotsky's efforts, Moscow hard-liners were able to portray Trotsky as a scheming 'unprincipled' oppositionist and to denounce 'Left-Right' conspirators at the Moscow show trials.

22 Trotsky Papers, 13095 (excision of word in original document). Quoted by permission of the Houghton Library. Shortly thereafter, Trotsky wrote cryptically that 'As far as the illegal organisation of the Bolshevik-Leninists is concerned, only the first steps have been taken toward its reorganisation.' WLT [1932-33], p. 34.

23 Trotsky Papers, 4782. Quoted by permission of the Houghton Library.

24 Trotsky Papers, 8114. Quoted by permission of the Houghton Library. See also The Case of Leon Trotsky, pp. 274-5. The editors of WLT claim that the letter was intended to help Wocks' credibility among Russian Trotskyists in London, Writings of Leon Trotsky [1932], (New York, 1973), p. 328 but the archival copy contains a notation which shows that the letter's intended destination was the USSR.

25 Trotsky Papers, 10248 and T-3485. Quoted by permission of the Houghton Library.

26 Trotsky Papers, T-3522. Quoted by permission of the Houghton Library. See also WLT [1932-33] p. 141-3.

27 Hard-liners in the Moscow leadership must have noted and argued that Trotsky's proposal that his "fraction" retain is distinctive programme after readmission to the party ran counter to Lenin's famous 1921 ban on factions and factional platforms. ('On Party Unity', adopted at the X Congress in 1921).

28 Without revealing his offer to Moscow, Trotsky wrote that 'mutual criticism . . . may have a different character depending on the extent to which it is consciously prepared by both sides and in what organisational framework it takes place'. ('Nuzhno chestnoe vnutripartiinoe soglashenie', BO, No. 34, p. 31, dated 30 March 1933). These crpytic remarks may have been published in order to prepare his followers for Moscow's possible acceptance of Trotsky's proposal to make criticism by the opposition conditional and restricted.

29 For an example of the more common 'Open Letter', see Trotsky Papers, T-3423.

30 Trotsky Papers, T-3522. Quoted by permission by the Houghton Library. On the last page of the July issue of Byullenten' oppozitsii, Trotsky referred vaguely to the 15 March letter to the Politbureau. While mentioning neither his offer to defer the opposition programme nor his May 'Explanation', Trotsky claimed somewhat inaccurately that the March letter simply repeated his long-standing offer to return to the Bolshevik party 'under conditions guaranteeing us the right to defend our views', see 'Pochtovyi yashchik', BO, No. 35, p. 22.

31 'Stalintsky prinimayut mery', BO, No. 31, pp. 13-18 (dated 19 October 1932).

32 'Zino'ev i Kamenev', BO, No. 35, pp. 23-24 (dated 23 May 1933).

33 'Zinoviev on the Party Regime', WLT [1932-33]. p. 286 (dated 6 July 1933).

34 'Sovetskoe khozyaistvo v opasnosti!', BO, No. 31, pp. 2-13 (dated 22 October 1932).

35 Nove, 'A Note on Trotsky', op. cit., p. 589.

36 Van Heijenoort (With Trotsky in Exile, pp. 93-102) maintains that Sedov's close assistant Mark Zborowski (allias 'Etienne') was a Stalinist agent. NKVD defector Alexander Orlov in testimony before a US Senate hearing, also denounced Zborowski and provided detailed information. See US Senate, Subcommittee to Investigate the Administration of the Internal Security Act, Testimony of Alexander Orlov, Washington, D.C., 1962. Trotsky Papers, 15765 is a file on the suspected Stalinist agents in Trotsky's entourage.

37 See Rex Winsbury, 'Jacob Blumkin in Russia, 1892-1929', History Today, Vol. 27, No. 11, 1977, pp. 712-18, and Deustcher, The Prophet Outcast, op. cit., pp. 84-8.

38 See J. Arch Getty, Origins of the Great Purges: The Soviet Communist Party Reconsidered, 1933-1938, (New York, 1985), Chapter 5 for a discussion of how the 1932 bloc might have influenced Soviet party politics in 1936.

Andrei Kuznetsov
17th August 2009, 14:32
Oh, Bukharin, Trotsky, Zinoviev, and other capitalist roaders were certainly connected, and that Stalin's defeat of them was a victory for Marxism-Leninism in the Soviet Union, I'm just saying that the hysteria that was whipped up around them (and many other revisionists) being "Nazi spies" was just ridiculous and often clouded the judgement and understanding of the masses, ya know what I mean?

It's actually one of those things those (including myself) who uphold Stalin have to soberly recognize: that a lot of the CPSU's line and methods often confused the masses and put them on the sidelines of line struggle- and it helped REAL revisionists like Khrushchev, Zinoviev, and Zhukov eventually have the environment where it was easy to seize power.

Led Zeppelin
17th August 2009, 14:41
Oh, Bukharin, Trotsky, Zinoviev, and other capitalist roaders were certainly connected, and that Stalin's defeat of them was a victory for Marxism-Leninism in the Soviet Union

Mike Ely actually argued the opposite in his article regarding Trotsky being a "capitalist roader" like Bukharin:


personally i think Bukharin was the first real “bourgeois democrat turned capitalist roader” — and his program foreshadowed Krushchev, Liberman and then Gorbachev.

Trotsky was (i believe) something else — with his own program, network and assumptions — much of it rooted in a view that Russia could not advance without western Europe, and so quickly going over to forms of desperate demoralization when Soviet Russia ended up standing alone.

Die Neue Zeit
18th August 2009, 01:50
Can the purges of old Bolsheviks and what not be explained by "achieving socialism" and by the turn to Popular Frontism, towards class collaboration with the bourgeoisie?

As for collectivization, the peasant resistance and subsequent famine in the Ukraine could have been avoided (or at least minimized) if the state absorbed the risk like it did in Central Asia (establishing state-owned sovkhozy and making the farmers there direct employees of the state, which Khrushchev and Brezhnev did).

The only era of "Stalinism" worth serious debate is the Third Period (inclusive of the "social fascism" debate), also contrary to the standard Trotskyist rants about the Soviet regime back then: the difference between building socialism and even the lower phase of communism in one country as geographically large, resource-rich, and population-supported as the Soviet Union - and achieving it (a nationalist fantasy).

HINT, HINT to Trotskyists who know my critique of the "transitional" method: transitional measures (http://www.marxists.org/history/international/comintern/6th-congress/index.htm).


It is worth pointing out that Stalin himself was NOT a revisionist (or capitalist roader) -- and that it was only AFTER his death that Krushchevite capitalist roaders could make their coup in the Soviet Union. Mao said to make a distinction "between Sian and Yenan." Meaning: don't confuse our side and their side. (Sian was the center of Chinese counterrevolution and Yenan was mao's headquarters.) When criticizing Stalin (which is necessary) let's not be confused: Stalin's errors are, for better or worse, errors of the international communist movement. They were errors made in the course of attempting to make revolution -- they are not like the crimes of those who attempt to suppress revolution.

Some of the more orthodox "Anti-Revisionists" on this board support the unorthodox notion that Stalin became a renegade/revisionist after WWII (my opinion of "comrade" Stalin at this point is obviously lower, but I too think that the rise of the "capitalist roaders" was not continuous with the politics of, say, the Third Period). Think of all the European "people's democracies" with Popular Front governments, instead of "Marxist-Leninist proletarian dictatorships."

Amazing how war can make otherwise decent folks into renegades or worse...

pranabjyoti
26th September 2009, 09:22
Comrade Kuznetsov,
Kindly search the net about the recent activities of trotskytes on net. They are commemorating the Tin-an-men incident (http://chinaworker.info/en/content/news/757/?ls-art0=60) as a WORKERS(!) mass struggle against the chnese government. Though, it can be clearly told that the Chinese Govt. at present is a very worst kind of capitalist, but no MARXIST can suppoty the the Tien-an-men movement, JUST BECAUSE IT IS A MASS MOVEMENT. I am fearing in future, they will support witch hunting too as a MASS movemnt.
The problem with Trotsky and his follwers is that they are basically PETTY-BOURGEOISIE in nature. Trotskyism is nothing but an extention of Anarchism. You will often find that the anarchist and trotskytes will say in the very same tone. It is a petty-bourgeoisie ideology in nature. Why so? Because the petty-burgeoisie can never expect to be the ruling class. The basic nature of petty-bourgeoisie is INDIVIDUALISM and that's the very basic reason for which it can act as a class on very rare occasion and with help from the proletariat. But its very own nature will be the cause of its fall. It is a class of traitors and treachery is in the gene of the petty-bourgwoisie anywhere in the world.
Why anarchists are against state of any kind (even socialist), because they know that being petty-bourgeoisie, they can never be in the control of the state. That's why instead eliminating the class based society, the cry for elimination of the state and put the cart before the horse. THEY HAVE BEEN UNABLE TO UNDERSTAND THAT DICTATORSHIP OF PROLETARIAT IS THE FIRST STEP TOWARDS A CLASSLESS SOCIETY AND THE ABOLITION OF STATE. IN SHORT, THEY WANT US TO EAT THE WHOLE DINNER IN A SINGLE MOUTHFULL, NOT IN COURSE AFTER COURSE.
Trotskytes, like the anarshist, also cry for a world revolution. THEY TOO HAVE BEEN UNABLE TO UNDERSTAND THAT WINNING A REVOLUTION IN A COUNTRY MEANS WINNING A FRONTIER IN THE ONGOING WORLD REVOLUTION. Same as drinking a glass of water in a single gulp, instead of one after another.
Trotsky often said that the clash between him and Stalin is the confrontation between two opposing classes. IT IS A FACT. IT IS A CLASH BETWEEN PROLETARIAT (STALIN) AND PETTY-BOURGEOISIE (TROTSKY). As per marxist theory, nothing can develop without conflicts. There was conflict inside the Bolshevik party. It isn't very unusual, not revolutionary party can avoid this conflict, IT IS AGAINST THE VERY BASIC THEORY OF DIALECTIC MATERIALISM. The confrontation was between two classes that were together before the revolution. The petty-bourgeoisie and the proletariat. But, once Mao, on an interview with Edgar Snow said that "all peasants want to be a bourgeoisie capitalist". That's true for other petty-bourgeoisie too. When the revolution won in Russia, they want to put Russia in their own petty-bourgeoisie way. But, leaders of proletariat, Lenin, Stalin, Sverdolov opposed it and they have the support of the worlds best working class at that time. So, the petty-bourgeoisie reactionary hadn't been able to win the party from inside. After their defeat, the take the way of sabotaging the development of USSR.
As I have said before, petty-bourgeoisie is treacherous in its very core. That too is its representatives. When they are defeated in the inner party struggle, they began to sabotage the development of USSR and in its way, they will end up shaking hands with the counter revolutionary forces. It has happened not only in Russia, there are other such incidents too. In china, after the revolution, the petty-bourgeoisie faction inside the CPC had also turned into the same kind of activities under the leadership of Li Shao Xi.
Trotsky claimed himself to be a marxist, but on his writings, what is absent is objective analysis of class struggle. He and his followers, spent much more time in fighting "Stalinism" instead of imperialism. They deny the presence of feudalism and other kind of societies in part of world. To them, everything, from the tribes of Africe and Amazon jungle to the state owned farms of Russia, in short, everything under the Sun at present, is CAPITALISM. And this kind of ideology is very attaractive to people, who like to pose themselves as pro-proletariat, pro-progess but actually don't want to do anything. As for example, in the WWII, the war between USSR and nazi Germany is conflict between two capitalist states, therefore, what's the difference if anybody is favoring one of parties, while both are equals. I hope you can understand the dangerous consequences of this kind of ideology.
The veyr petty-bourgeoisie nature of the trotskytes come out, when they often demand very petty-bourgeoisie kinds of demand like "freedom of press", "freedom of expression" etc. Which in itself is denial of Dictatorship of proletariat. Class dictatorship is the very essence of marxism. Either you will be under bourgeoisie dictatorship or under proletariat dictatorhsip. In a class based society, there would be nothing in between. The only possible democracy is the CLASSLESS SOCIETY. Therefore, by demanding "freedom of press" and other such trash, they acutally will lessen the oppression on the previous oppressors and will fighting against the dictatorship of proletariat. Petty-bourgeoisie demands like "freedom of press" can only be supported by working class, when they wil fight together against bourgeoise and other kind of oppression.
Another basic petty-bourgeoise character of the trotskytes is their "it is not" kind of negative attitude. As per them, USSR under Stalin, China under Mao, Cuba under Fidel Castro, all are capitalist states and they often take part in the imperialist propaganda because as per them, it is one kind of capitalism against another. But, I haven't been able to seen anything like "it is that" from them. They are advocating world revolution, but so far there is no positive direction from them about how we can start the preparation of the world revolution so that in fine morning, the whole world will wake up in the lap of the "socialist" motther Earth. They denounce Stalin and Stalinists for every failure of proletariat movement, but never accepts the fact that they have been unable to Stalin from doing and it is their own fault. Self-criticism is a very essentail nature of marxists. Can anybody give me any clue to anything that can prove that trotskytes "self-criticise" themselves.